This book is a must-read for new compliance officers, and is written in a friendly, easy-to-read style. The author has spent her career in the trenches, and has used her breadth of experience to create an honest and readable handbook for anyone entering the compliance profession.

The Insider’s Guide to Compliance provides detailed guidance for building a compliance program from the ground up. This book is not intended to be a technical or legal manual, but is geared toward the operational issues for individuals entering a new compliance role or who are creating a brand new compliance program for the first time. The guidance includes not only details on what specific processes need to be developed in a new program, but also a realistic discussion about the operational challenges you may encounter and strategies you can use to successfully navigate those issues.

This book includes practical suggestions for implementing each of the ‘seven elements of a compliance program’, as well as detailed discussions around specific topics, such as:

• Board reporting

• Fraud and Abuse

• Government Audits and Investigations

• Corporate Culture

And much more!